As you may know, I spent around two weeks in Europe earlier this summer. What I’ve been less explicit about, so far, is that I did so as part of FASPE’s inaugural design & tech cohort (that link explains the program better than I ever could). Before the trip I didn’t have much knowledge/background in this specific chunk of history, beyond the IBM punch card thing that everyone knows about, and going on this trip was a lot intellectually & emotionally.
We were asked to produce a final artifact reflecting on the experience. It’s sort of a review of Graeber’s Utopia of Rules. Couple of disclaimers — it’s probably not my favorite thing I’ve written, engagement with the theory could be more rigorous, and some of it is pretty specific to the experience of being on the trip but… I just really needed to get this out so here it is.
Edit Oct. 22 — I guess Mona and David liked it, because this is going in the FASPE journal :)
Reconciling the Irreconcilable: On bureaucracy, violence, and a trip to Europe
For one of the last sessions of the trip, all forty-plus of us trooped up a carpeted spiral staircase and crammed into a room on the top floor of an ancient building of the Uniwersytet Jagielloński. Physically and emotionally drained at this point, it took all I had to pull myself together enough to be present.
The session was titled positionality: three of our instructors, one from each cohort, gave their own positionality statements, a biosketch and some discussion of how this biosketch shaped their experience of the trip.
I, for one, felt like I had heard a million of these before, at school and elsewhere, felt like I had spent maybe too much time over-analyzing my own identity already. I wrote down some bullet points instead of prose and even then didn’t try too hard to arrange them in any particular order, because what about myself would or could I even forget?
I have no personal connection to the Holocaust.
None of my family were implicated, either as perpetrators or victims; I’m not German, nor am I Jewish.
I’m a (cis, able-bodied) Asian woman.
I’m (often hyper-)aware of the ways in which phenotype and visual stereotype shape how I move through the world, how others see and treat and (purport to) understand me. I get it, how macro-level international politics spill down into interpersonal relations.
I’m the child of immigrants.
I’ve never really known an extended family. I’m a US citizen by birth, which means my passport is powerful, probably even more powerful than I realize. My parents’ immigration was made possible by a specific confluence of time and geopolitics such that getting advanced degrees could be a ticket into the country, just a few decades after Chinese nationals were banned altogether. I’ve benefited from the wealth and power of this country, arguably all of which was extracted violently from Black and Indigenous people, and from colonization around the globe.
I have access to elite networks.
It’s a somewhat-recent realization. I’ve been trying to get here pretty much as far back as I can remember. I’m an ambitious person. I’m not wealthy, but I have access to capital, and if I really wanted to make something happen, I can see the path to getting there.
I have no personal connection to the Holocaust.
It’s true, I have no family or historical relationship. But for those of us who went on the trip — I don’t need to annotate that positionality statement for the parallels to be obvious.
I want to work backwards from here, then, the ending of the trip. Why was I here? Why does it matter that all of this happened? I felt a bit silly sometimes, during the two weeks, when we were having discussions about theoretical toolkits and academic frameworks while on the sites of literal genocide. I tend to have the same feeling when reading theory or academic work that purports to describe violence, but over and over again throughout the program, I thought of Utopia of Rules by David Graeber, which I had read over a year ago but never quite digested. I didn’t remember too much of it, other than a general feeling that it felt right.
In retrospect, Utopia of Rules was unique to me because — like many of Graeber’s other works — the theory, despite describing real and material violence, struck a more personal chord. If I wanted to find theory to engage more directly with what happened in the Holocaust, Graeber is probably not who I’d look to. Agamben, Mbembe, biopower, bare life, bio/necropolitics… any number of buzzwords might be worth name-dropping here.
But Graeber’s writing, I think, understands the urgency of the question why. “No political revolution can succeed without allies,” he writes in the introduction. This rings true to me, whether it’s in the context of neutralizing or weaponizing the professional-managerial class (for or against the interests of capital, as was the original context Graeber was writing about), or in the context of the Nazi regime and the millions who mobilized to make it happen.
I should mention that Utopia of Rules is a set of three essays about bureaucracy, a theory of bureaucracy and how its tendrils (whether in a state, corporate, or ‘organizing’ context) shape the way we interact with one another, shape the way we organize and develop the material world, and yes, ultimately shape how violence is enacted. Most of the work is on the confluence of corporate and government power, how bureaucracy is a Hydra that helps one support the other (“Whenever someone starts talking about the “free market,” it’s a good idea to look around for the man with the gun. He’s never far away,” Graeber writes, of the 1999 IMF protests).
What stuck with me from my first read, though, is his descriptions of what it feels like to participate in, and to succeed in, a bureaucracy. He describes a “culture of complicity,” where “it’s not just that some people get to break the rules — it’s that loyalty to the organization is to some degree measured by one’s willingness to pretend this isn’t happening.” Where (career) advancement within the bureaucracy is based primarily on being willing to play along. It’s eerie how closely this aligns with my experiences with academia, and with working in large corporations; it’s unsettling to think about the extent to which I’ve been willing, the extent to which I am willing, to play these games.
Dead Zones of the Imagination
Power is about what you don’t have to worry about.
The House of the Wannsee Conference was beautiful: sunny but not too hot, the lake glittering with gentle waves, winding gravel paths through manicured lawns lined by early June roses. But for the knowledge that this was where the Final Solution was planned, it might well have been a vacation home — and, as we would hear from our tour guides, it was for years, even after the war, in part due to various entanglements: legal, financial, and logistical, and, one might say, bureaucratic.
It was our fifth day on the trip, and our cohort’s classroom session that day involved reading through primary documents, records from Topf, the engineering firm contracted to build crematoria for the Nazi regime. We saw internal memos, diagrams and schemata, communications with Nazi officials. In one, an engineer asked for an upgrade to what we assumed was the equivalent of “business class” for his train ticket to an extermination site. Other documents discussed promotions, negotiated contracts.
In other words, all the petty dramas and minor ambitions one might find in any organization, only that in this case, the organization was in service of creating a more efficient killing machine.
The first essay in Utopia of Rules, “Dead Zones of the Imagination,” sets the foundation for Graeber’s theory of bureaucracy, outlining relationships between (structural) violence, stupidity, imagination, and, of course, bureaucracy. To summarize: Graeber defines structural violence as “forms of pervasive social inequality that are ultimately backed up by the threat of physical harm,” and argues that bureaucracy and violence are co-created. More specifically, bureaucracy organizes stupidity, which Graeber uses as synecdoche for “unequal structures of imagination.” Under conditions of structural violence, the dominated care much more about the dominators, in that those who lack power must continually anticipate and imagine what those who hold power are thinking and feeling; Graeber calls this interpretive labor, and argues that the powerful — who can rely on (the fear of) physical force to get their way — make no such mental calculations.
This disparity was laid bare at Wannsee. Here was the conference table where these men sat down to make the plan. The paths they walked, the rooms they occupied. Here are their faces, their names, what happened (or didn’t happen) to them after the war. This was a business meeting; they probably had coffee and tea brought in while drafting the memo and sorting out logistics; this meeting was an offsite, if you will, a retreat; they probably took breaks to walk along the water. Having visited Sachsenhausen just a few days ago, having seen the grimness of the camp — well, of course the architects of the Final Solution weren’t thinking about the subjectivity of those they were planning to execute. The prisoners, on the other hand, in addition to enduring physical and material brutality, would have been psychically exhausted as well — monitoring the mental and emotional states of their guards, and of those decisionmakers higher up, trying to anticipate what horrors may come next.
So what does bureaucracy have to do with it?
I first thought of Utopia of Rules while we were at Brandenburg, when the tour guides emphasized how systematic, how organized the process of tagging and tracking and killing was. This is bureaucracy, I thought, the reduction of humans and human relations to paperwork that can be stamped, filed, and shredded.
In rereading more closely: Bureaucracy is partially that, but Graeber’s analysis of imagination makes “bureaucracy” a much larger structuring force than can be reduced to “just” paperwork. Bureaucracy is the machine that normalizes — to use a term we discussed at length during the trip — the underlying threat of physical violence, a machine which encourages individuals to “collud[e]” to hide that fact. Even and especially when violence isn’t necessarily visible: “It is only when one side has an overwhelming advantage in their capacity to cause physical harm that they no longer need to do so.” Think of, for example, police departments outfitted with combat weapons, or even the American military and its bases around the world.
It’s all the more striking, then, how gratuitous the violence of the Holocaust was. How racial/ethnic hatred transcends rationality. How, in the camps, of course there was no need for ongoing brutality, the hierarchy of power clearly established, and yet.
Flying Cars and the Declining Rate of Profit
This is what I mean by “bureaucratic technologies”: administrative imperatives have become not the means, but the end of technological development.
At first glance, the Enigma machine looks like a typewriter, three rows of round glass keys in a square wooden case. Our tour guide slipped on gloves to open the case and to wire the machine up. As she demonstrated how it worked, she was explaining something about how both Allied and Axis troops set up teams for communications infrastructures in a back-and-forth game of code making and code breaking, but I found myself unable to look away from the machine itself, the gears clicking and turning. There was an algorithm behind the code, to be sure, but this was all implemented mechanically. Press one letter, and, click, another would light up; press that same letter again, and, click, now a different letter was lit. Encode a silly word with repeated letters, like B-A-N-A-N-A, and get back something like N-H-V-G-F-Q. Type banana again and you’d get yet another sequence: V-Y-X-N-Q-O. Deterministic on one end, apparent random noise on the other. My friend put on some gloves himself, asked me for a picture with it as he played around. Of course I obliged. The Enigma machine was cool. It felt elegant. I wanted to know how it worked.
It was easy to forget what it was working for. Had Enigma not been cracked — we may be living in a very different world today.
The second essay in the collection, “Flying Cars and the Declining Rate of Profit,” focuses on scientific innovation or the lack thereof, especially from the 1960s onward. Graeber spends a lot of time on the portrayal of scientific progress (and of the future more broadly) in cultural artifacts from the 20th century, and a lot of time lamenting that the rate of technological innovation has slowed. (Where are our flying cars?) Some of the things he wrote in 2015 have since become untrue — most notably, one probably can have a convincing conversation with a computer, with the newest large language models, though the political economy of those developments merits its own separate analysis — but his arguments are still worth considering. Graeber pinpoints the 1970s as a turning point after which the worldwide output of new patents, books, and scientific publications slowed; the exponential growth in the literal speed of human travel (from train to car to plane to spaceship) also came to an end.
Why? One, because political elites wanted to manage the development of new technology such that it would not lead to social upheaval, such that it “did not challenge existing structures of power” — there’s a digression about Newt Gingrich, and his involvements with tech policy in the 1990s. More generally, the ending of the Cold War paradoxically resulted in a redirection of government funding for science to happen through the military, which has a particular set of priorities for both “basic science” and applications. And two, because bureaucratic structures actively disincentivize risky scientific research, and for work that is impactful, slow the pace at which it can be released. (Another moment where Graeber’s writing felt just a little too familiar — the grant writing, the applications, the administrative work that is now fundamental to academia.)
And as a consequence, Graeber argues, there has been “a profound shift, beginning in the 1970s, from investment in technologies associated with the possibility of alternative futures to investment in technologies that furthered labor discipline and social control.”
After the program ended, on the plane back home to Boston, I finished A Mind at Play, a biography of Claude Shannon by Jimmy Soni. Shannon is infamous for founding the field of information theory, and for laying the technical foundations of modern communications technology. By any measure, he was brilliant, and he’s lauded as a hero today.
Shannon — and other mathematicians, including Alan Turing, credited for cracking Enigma — was more or less conscripted to do math for the war effort. In A Mind at Play, it’s framed as something he didn’t have much of a choice over, and also something he didn’t spend too much energy thinking about beyond not wanting to die in battle on the frontlines. Supposedly he did some genuinely interesting and influential work during this period, too, like modeling flight paths such that weapons could be more accurately targeted (or was it such that pilots could more easily avoid missiles?), which required substantively novel mathematical approaches.
Of course we can feel “good” looking back and celebrating him (and Turing) now, because the Allies were the “good guys” and the Nazis were so clearly “bad guys,” but I can’t help but feel intensely ambivalent about this. It’s not too far a stretch to imagine that many German mathematicians were in the same boat — simply not wanting to die on the frontlines — but does that excuse the fact that they were also enabling genocide? How much choice was available to them? What does that mean for what seems to be the general indifference Shannon, and others, had about their military work?
I began this section with my fascination with the Enigma machine, with how easy it was to be thrilled with the technical object independent of its use — with sympathy and respect, in other words, for those who built it. Now, for better or for worse, we’re no longer in a situation where war is at the forefront of the national consciousness, no longer in a situation where war shapes every single person’s life and the pathways available to them. Most of American civil society is shielded from the decisions of our generals and the consequences of our military actions, and at the same time, the question of whether our military represents “the good guys” is murkier than ever before.
The other obvious distinction to draw here is that Graeber’s essay focuses on the decades after the Second World War, and mostly characterizes the invention of net new technology rather than the implementation and development of existing, more mundane technologies. Still, there are some interesting parallels between technology in the Third Reich, and Graeber’s ultimate argument: that “we are moving from poetic technologies to bureaucratic technologies,” and there, an implicit value judgment preferring the former to the latter.
Bureaucratic technology has been defined at the top of this section — technology developed where administration is the end-goal. (Think, for example, of the explosion of apps developed for making forms or writing documentation or organizing knowledge.) What is poetic technology? Graeber: “the use of rational, technical, bureaucratic means to bring wild, impossible fantasies to life.” Graeber repeatedly returns to space exploration, done by both the U.S. and the U.S.S.R., as a prime example of poetic technology: literal moonshots, done partially for reasons of morale and national pride, but mostly just to push the boundaries of what was possible.
So what was poetic and what was bureaucratic? There’s maybe a bit of irony that the American space program was led by a (former?) Nazi scientist, that Hitler’s rocket program was instrumental to this poetic technology. Code making and code breaking — they might be bureaucratic in that they’re fundamentally in service of communication, but the computer scientist in me wants to argue that to communicate in code is “wild, impossible.” IBM’s punch cards, built for the management of (human) data, are bureaucratic; to the extent that the Nazi regime did not view its victims as humans but rather problems to be “solved,” one might argue that the entire physical apparatuses of concentration camps, gas chambers, and crematoria might be considered bureaucratic.
But consider: the Holocaust itself was Hitler’s “wild, impossible fantasy,” brought to life by the Third Reich’s infamous “rational, technical, bureaucratic” approaches.
To falsify Graeber’s claim, to assess whether or not he was ‘right,’ is far beyond the scope of what I can claim to do here. But at the very least, these observations — from decades before Graeber starts his analysis — call into question the transition, whether the 1970s was truly such a unique inflection point, and the value judgment. In fairness, Graeber does caveat that “poetic technologies almost invariably have something terrible about them.” But maybe when considering poetic versus bureaucratic technologies, it’s necessary to acknowledge that they might ultimately be subsumed by a higher-order vision of “progress,” whatever that vision entails. Both types of technology might coexist; either can be in service of horrors or delights.
The Utopia of Rules, or Why We Love Bureaucracy After All
The whole idea that one can make a strict division between means and ends, between facts and values, is a product of the bureaucratic mind-set, because bureaucracy is the first and only social institution that treats the means of doing things as entirely separate from what it is that’s being done.
I would be remiss to omit that one of the biggest reasons the trip felt so intense was that we were continually oscillating between extremes. We were witnessing horrors, yes, or the ghosts thereof, and the days were emotionally demanding. But in the evenings we had three-course dinners and (sometimes unlimited pours of) wine; we wandered the streets of Berlin and Krakow; we went to a smoky club on a Wednesday and, on our last night, karaoke in an underground cave. I thought of this, too, when I came to this passage on (the impossibility of) disentangling the means and the ends.
The final essay in the collection is titled “The Utopia of Rules, or Why We Love Bureaucracy After All.” It’s a sprawling piece, covering, among other topics: how structures of power, whether implicit or explicit, emerge from “unorganized” mass movements; on the cult of rationality, and how it’s profoundly irrational; storytelling in “heroic” societies, and how evil governments in science fiction tend to be portrayed as hyper-bureaucratic; the relationships between play and games and rules.
As much as this book is, for the most part, a critique of bureaucracy, this final essay seeks to explain why, when, and how bureaucracy might be useful, desirable, and appealing. The inherently impersonal quality of bureaucracy means that it is “at its most liberating… precisely when it disappears: when it becomes so reliable that we are able to just take it for granted,” when there are things we want to do that are less relational and more transactional, like, say, buying something from a store. Bureaucracy also “enchants when it can be seen as… poetic technology,” with the post office — and the shockingly smooth, universal functioning thereof — as an archetypal example. (Supposedly, the German post office was “legendary” in the late 19th century — laying the foundations, of course, for the hyper-efficient bureaucracy in the decades to come.) In the context of governance, bureaucracy might be useful in making coalitions of power explicit, in refusing to accept that “it’s okay to be governed, even a tiny bit, from the shadows.”
To return to the question we began with. Why was I here? If it’s the case that the means and ends are inseparable — why does it matter? ‘It’ being any number of things: my participation in this trip, my understanding and empathy and identification with both the Jewish victims and the German perpetrators, challenges to my understanding of geopolitics, being forced as someone with generally-pacifist tendencies to confront the realities of hard military power. It’s easy enough to say war is bad, the military is bad, interventionism is bad, American imperialism is bad; it’s easy enough to say I would never, or to say I’d just say no. It’s harder to square those platitudes with what plays out in reality.
And similarly: after reading Graeber, engaging with the work and recognizing so much of my daily and immediate life in his higher-level analyses of bureaucracy and bureaucratic violence. Utopia of Rules is in large part an extended engagement with how we might bring about pathways to a different political and economic order. It’s not meant to be solely descriptive of history or of the status quo; still, it’s not necessarily prescriptive, either.
My experience on the trip, and my experience with Utopia of Rules — ultimately, both were primarily emotional and intellectual experiences that evoked primarily emotional and intellectual responses. I’m trying to pay attention to how things feel and how they felt, because if there’s anything that stands out from the trip, it’s that the capital-h Holocaust was enacted by thousands of human beings, each with their own feelings, desires, and personal stories; that there’s nothing intellectual that can replace the gut punch of walking along the train tracks at Grunevald, and counting the numbers inscribed on the bricks.
So — with this knowledge — why does it matter, and what does one do with it? At one extreme is continuous self-flagellation, for the inevitable failure of living a perfectly “ethical” life; at the other extreme is smug self-satisfaction, complacency with the limitations of living in a compromised society serving as a carte blanche to do whatever one personally desires. Neither are particularly satisfying, nor do they seem like meaningfully productive ways to engage with the world.
To be honest, I’m still not really sure where I come down on these questions, nor do I especially expect to arrive at particularly strong conclusions. This is a bit unsettling to me. I was explaining the trip, along with my associated confusion with respect to hard power, governance, international relations, geopolitics, to a friend. I just don’t know what the right take is, I said.
He replied, but does it matter what you think? What difference does it make to the world whether you have the ‘right’ take or not? Whether you have a ‘take’ at all?
And a few days later, a guest on a podcast I was listening to said something along the lines of — It’s a very American thing, to assume that one can and should have opinions on what’s going on in the rest of the world, when as an ordinary citizen you have functionally no influence on foreign policy; it’s some second- or third- order manifestation of imperialism, really, to think that your opinion on what ‘should’ happen, somewhere else around the world, is even marginally relevant.
I think both of them are sort of right. It would be silly to assume that me coming up with a more nuanced opinion about international relations would automatically result in some material change in the world, and maybe there’s no such thing as the ‘right’ take.
But I don’t think that’s any reason to be nihilistic, to give up, to stop caring; collective action is ultimately the coordination of individuals. And what each individual believes to be true about the world matters; what I believe to be true about the world matters. What I ask of myself is that I care, that I continue to care; that I do the best with the information I have, but maintain skepticism that I’m ‘right.’ The sphere of our personal influence, the radius over which it’s possible for us to exert power, is always wider and more elastic than we may first assume.
Maybe it’s a little delusional — or, at the very least, it’s hard to draw direct lines between individual political orientations and what happens in the world at large, but history is the sum total of billions of decisions made by billions of people. To believe that never again is possible, that the Holocaust wasn’t inevitable, that we can and will choose differently in the future, that we can and will build a better tomorrow, in the broadest sense of the term — the only way to believe in such a future wholeheartedly is to try, and to trust that everyone around us is trying, too.
postscripts
haven’t finished any books recently (actually since june … 😐) but I’m in the middle of there’s no such thing as an easy job and afterparties, both of which are so so good (for different reasons)
and hang out with me if you’re in the bay esp if you’re willing to come out to berkeley :)